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The Development of Biomarkers to Bridge Preclinical and Clinical Studies

September/October  2006


Biomarkers are biological molecules that accurately and reliably indicate physiologic or disease state. While the term biomarkers has been used more commonly in recent times, biomarkers have been successfully used to diagnose and characterize disease states for many decades. Two well-known biomarkers are glucose for diabetes and cholesterol for heart disease. It is clear that biomarkers are the key reagents for the development of robust in vitro assays critical to patient diagnosis and treatment (6,12,18). Validation of biomarkers comes from correlation of the presence of the biomarker to the in vivo disease state. We have an opportunity through the use of sophisticated in vitro microfluidics and in vivo imaging technology to bridge preclinical and clinical studies and to understand the role of the specific molecules in the disease process. The development and validation of novel biomarkers is a goal that can only be realized as we reconcile the inherent differences between humans and animal models of human disease that are relevant to predicting the outcome of human clinical therapies. New molecular imaging tools and other technologies have been brought to bear on creating more sophisticated animal models of human disease for use in development and validation of novel biomarkers and the subsequent use of these molecules for both in vitro and in vivo diagnostic assays (2,11).


Pamela Reilly Contag, Caliper Life Sciences

Summary
The requirement for accurate and precise molecular diagnostics to characterize the human disease state to deliver the appropriate and most effective therapies is driving the field to develop more and novel biomarkers of disease. Certain classes of molecules lend themselves to diagnosis of disease state because of their intrinsic regulatory or messenger role in pathophysiology (2,10). Kinases and other immune system molecules can be reliable indicators or biomarkers of disease or physiologic state (3,5,15,17). For example, before there was an accurate diagnostic for HIV viremia, a drop in the level of CD4 expression was indicative of a reduction in T-helper cells and a hallmark of AIDS and is still used as prognostic for disease outcome along with HIV viremia (9,13,14,16). In many cases, the innate and adoptive immune system is an ideal source of biomarkers. Activation of these molecules upon infection and inflammation can be readily monitored by in vitro assays. However, in vitro monitoring is not always indicative of what is happening in real time in vivo (8). One way to validate these types of in vitro studies is with the appropriate in vivo animal model to track the expression and activity of the biomarker of interest as the disease is also being monitored in real time (2,11).

One approach to the physiologic context limitations of in vitro assays is to build the in vitro assay side by side with the in vivo animal model to combine the multiparameter aspect of in vitro with the  multidimensional aspect of in vivo to create a total portrait of the disease state. Validation of the in vitro assay against the predictive animal model can then be performed using more sophisticated in vivo endpoints. Real-time animal model disease progression data may then be mirrored in a human clinical trial by using either the in vivo or likely the in vitro assay from tissues or cells of humans.


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FIGURE 1. IN VITRO IKK2 MICROFLUIDIC PROTEIN KINASE ASSAY. Peaks show ratio of substrate to phosphorylated product in the presence of a purified protein kinase. The biphasic curve would be altered upon the action of an inhibitor or activator by the increase or decrease of phosphorylated product.

We describe here a robust microfluidic chip assay of IKB phosphorylation by I kappa kinase 2 (IKK2) and corresponding in vivo imaging assays that model a relationship between the IKK2 phosphorylation of IKB and the subsequent degradation of IKB by the proteosome. This potentially represents a platform for the development of biomarkers that span in vitro activity, predicting therapeutic efficacy of a drug in whole animals with the ultimate goal of translation to the clinic.


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FIGURE 2. IKK2 is a protein kinase that is up-regulated in inflammatory responses and cancers. LPS is a small molecule that activates IKK2, which in turn phosphorylates IKB. The phosphorylated IKB is directed to the proteosome and degraded and thus releases NFKB (inhibited by unphosphorylated IKB) for entry into the nucleus. This nuclear NFKB transcription factor acts on other genes including its own regulator IKB. Any low level of inflammation that activates tumor necrosis factor also activates NFKB and apoptosis.

FIGURE 3. IKB promoter regulating expression of firefly luciferase, then used to create a transgenic mouse line that emits light concomitantly when the IKB gene is transcribed.


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FIGURE 4. IKB-luc induction with LPS is demonstrated in a transgenic animal model that has a firefly luciferase gene driven by the IKB mouse promoter and thus, as IKB is transcribed, light is emitted that can be detected noninvasively by optical imaging methodology.

Introduction

Across the drug development continuum, biomarkers are often used in both preclinical and clinical studies as well as in patient diagnostics. Biomarkers of physiologic state in vitro and in vivo are used to diagnose disease and to determine disease progression. In clinical trials, this information may determine patient selection and diagnose therapeutic outcome. When used broadly in the clinic, biomarkers may help determine customized therapies. Some of the challenges in the identification of biomarkers include understanding the role of a specific biomarker to a clinically relevant problem; developing either an indirect or direct readout of physiologic state; determining the comparable pathways between animal models and humans; and finally the conversion of the biomarker into a robust assay and subsequent validation and approval of the assay in clinical applications (2,11).

IKK2 is a protein kinase that is up-regulated in inflammatory responses and cancers and thus can be implicated in several diseases. We use an animal model of the induction of IKK2 by lipopolysaccharide (LPS), the endotoxin molecule on the surface of Gram-negative bacteria that induces the inflammatory response. LPS activates IKK2, which in turn phosphorylates IKB. In vitro phosphorylation activity can be quantitated in a robust microfluidic assay depicted in Figure 1. In vivo, the phosphorylated IKB is directed to the proteosome and degraded and thus releases NFKB (inhibited by unphosphorylated IKB) for entry into the nucleus. This nuclear NFKB transcription factor acts on other genes including its own regulator IKB. Any low level of inflammation that activates tumor necrosis factor also activates NFKB and apoptosis (1). See Figure 2.

While the Protein Kinase IKK2 microfluidic assay has been shown to be both precise and accurate, subsequent correlation of this protein kinase activity to a biological event in vivo may provide validation for the in vitro assay as well as create an in vivo assay for drug screening.

The creation of transgenic mice to report activation of different genes that are immunoregulated or immunomodulatory has been described (19-21). Also reported is the production of a specific transgenic animal model that has a firefly luciferase gene driven by the IKB mouse promoter and thus, as IKB is transcribed, light is emitted that can be detected noninvasively by optical imaging methodology (20) (Figures 3 and 4). A similar image is generated when TNF is used to activate NFKB, which in turn activates IKB transcription (data not shown).

The IKB-phosphorylated protein has been monitored in a transgenic mouse developed by Gross and colleagues (4). The IKB alpha subunit was fused to luciferase so that the IKB protein degradation could be evaluated by optical imaging. Under normal conditions, LPS activation phosphorylates IKB, which is then degraded by the proteosome. Bortezomib is a drug that inhibits proteosome degradation, and it is evident by the continued emission of light that the IKB is not being degraded by the proteosome (4).

Discussion

The discovery and validation of biomarkers of human disease in animal models and in humans is being facilitated by new technologies such as microfluidics for high-quality in vitro assays and molecular imaging for in vivo animal studies.

We have demonstrated that the kinase phosphorylation measured in a IKK2 microfluidic kinase assay can also be monitored in an in vivo model of inflammation and can be inhibited by treatment with a known anti-inflammatory drug. Thus, the models and assays described here can provide a method to discover and utilize biomarkers for disease diagnosis, prognosis, and compound efficacy determination. The potential for using several biomarkers in multiple parameter in vivo studies has also been shown to be useful in evaluating drug treatments (7). These multiparameter and multidimensional models may also be instrumental in the discovery of related surrogate biomarkers (e.g., specific proteins) that could be assayed ex vivo using a simple and rapid microfluidic assay as another tool for assessment of drug candidates throughout the development process and into clinical trials. It is thus a likely prediction that novel biomarkers will be discovered, validated, and turned into robust and accurate in vitro and in vivo assays through the use of animal model assays with endpoints that are relevant to human disease. 

References

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